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Compliance Officer
Croxley Green, Herts. £35,000 – £40,000
Key Accountabilities
Joining established FCA Regulated FX Company, B2B and B2C trading. The primary responsibility of this role is as part of the compliance team, to help ensure compliance across the business with the company’s AML policies and procedures, ensuring that exposure to financial crime, money laundering and terrorist financing is minimised and mitigated.
In conjunction with internal training, the successful candidate must stay current with regulatory, legal & financial crime developments both in the UK and across the global economy.
Responsibilities include
- Assisting the Director responsible for AML, with implementation of financial crime policy
- Liaising with the trading team regarding client information, ID and ‘Source of Funds’ documentation
- Ensuring the company’s AML Risk Policy is implemented across all areas of the business.
- Responsibility for signing off low and medium risk clients & payments
- Onboarding and monitoring of new and existing affiliate partners
- Assist the Nominated Officer with quarterly testing and monitoring of systems and procedures for Board reports.
- Responsibility for the electronic ID & Verification systems and liaising with third party suppliers as necessary.
- Supporting one team member
For more information and to apply please send your CV